Featured Links

Listed below are links to web sites that may be of interest to you. Feel free to visit these web sites.

• Albridge - Albridge will allow you to access your Brokerage account. Call our office if you need a login.
• FINRA - The Financial Industry Regulatory Authority (FINRA) is responsible for regulatory oversight of all securities firms that do business with the public; professional training, testing and licensing of registered persons; arbitration and mediation; market regulation by contract for The NASDAQ Stock Market, Inc., the American Stock Exchange LLC, and the International Securities Exchange, LLC; and industry utilities, such as Trade Reporting Facilities and other over-the-counter operations.
• SIPC - The Securities Investor Protection Corporation (SIPC) is the first line of defense in the event a brokerage firm fails owing customers cash and securities that are missing from customer accounts. Although not every investor is protected by SIPC, no fewer than 99 percent of persons who are eligible get their investments back from SIPC. From its creation by Congress in 1970 through December 2006, SIPC advanced $505 million in order to make possible the recovery of $15.7 billion in assets for an estimated 626,000 investors.